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M4C Legal and Ethical Considerations When Conducting an Internal Investigation

3:40 PM – 4:40 PM CST

We are actively monitoring attendance throughout each session: If you are only seeking SCCE/HCCA credits (CCB CEUs), it is not required to participate in the active attendance monitoring. Participating in active attendance monitoring is only required if one will be requesting External Continuing Education Units for NASBA or CLE’s. Approximately every 13–15 minutes, you will receive a pop up asking you to confirm that you are still actively participating in this virtual conference. If you are in full screen view, you will not see the pop up, so to participate, you cannot use full screen view. Following the conference, all attendees seeking any type of credit must complete the Application for Continuing Education Units (CEUs) Form to request your earned CEUs and return to SCCE/HCCA/CCB as indicated on the form.

Learning objectives:

  • Discuss legal and ethical issues that often arise during internal investigations
  • Analyze cases and guidance on how to navigate ethical considerations in internal investigations
  • Review case studies of ethical dilemmas in internal investigations and how to resolve them


Scott Grubman
Partner, Chilivis, Grubman, Dalbey & Warner, LLP

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Raj Shah
Senior Regulatory Attorney, MagMutual Insurance Company

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